REGULATORY COMPLIANCE

Regulatory Change in Securities Lending

An array of proposed legislation and recommendations including Basel III, Dodd-Frank and European...

Regulatory Change in Securities Lending
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

ETFs 2.0: The Next Wave of Growth and Opportunity in the US ETF Market

Exchange Traded Funds (ETFs) in the U.S. have never been more popular, and while the market has...

ETFs 2.0: The Next Wave of Growth and Opportunity in the US ETF Market
REGULATORY COMPLIANCE

Optimising Collateral Requirements Across CCPs

A three-page article on risk management solutions for brokers, written by Eric Roussel, head of...

Optimising Collateral Requirements Across CCPs
REGULATORY COMPLIANCE

The Control Conundrum

Pension fund trustees have been through a steep learning curve. Since the global financial crisis...

The Control Conundrum
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Short Selling � Poland Bucks the Trend

It's become customary for regulators and governments to impose bans on short selling. It might be...

Short Selling � Poland Bucks the Trend
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Convergence Between Traditional Investment Managers and Hedge Fund Managers

Industry experts have debated the end state of convergence between traditional (regulated)...

Convergence Between Traditional Investment Managers and Hedge Fund Managers
REGULATORY COMPLIANCE

Centralized Collateral � Not Clearing

Existing clearing systems aren't equipped for customized contracts. A collateral-based solution...

Centralized Collateral � Not Clearing
REGULATORY COMPLIANCE

Market Turmoil from Subprime to Jerome Kerveil: Are models letting the industry down?

Leonard Matz is International Director of Liquidity and Interest Rate Risk Consulting for...

Market Turmoil from Subprime to Jerome Kerveil: Are models letting the industry down?
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Running Around with Their Hair on Fire - Why Regulators Have Got it So Wrong So Far

Whatever happened to the principle of caveat emptor? In the rush to react to systemic failures...

Running Around with Their Hair on Fire - Why Regulators Have Got it So Wrong So Far
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Risk management in UCITS funds

Andrew O'Callaghan is a partner within the audit and business advisory services of...

Risk management in UCITS funds
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Fund Administration in the Alternative Investment Industry

Udit Gambhir is associate director, Fund Services for Amicorp Singapore Pte Ltd. He has...

Fund Administration in the Alternative Investment Industry
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Financial Services in Crisis: Operational Risk Management to the Rescue!

by Allan D. Grody, a founding board member of the Journal of Risk Management in...

Financial Services in Crisis: Operational Risk Management to the Rescue!
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

What Do We Want From the Transfer Agent Service Provider?

Christophe Lentschat oversees sales, development of new services, marketing and...

What Do We Want From the Transfer Agent Service Provider?
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

UCITS III Regulations - Examining Alternative Strategies

Joëlle Hauser has worked as a partner in the Luxembourg office of since 2001 and practises...

UCITS III Regulations - Examining Alternative Strategies
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Global sourcing by fund managers: the road ahead and how to manage it

Martyn Cuff is Head of Operations for Allianz Global Investors Europe. The Operations...

Global sourcing by fund managers: the road ahead and how to manage it
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

The credit crunch and credit rating agencies: More Transparency?

Carlo R.W. de Meijer is senior researcher for Market Infrastructures at ABN AMRO Bank. He...

The credit crunch and credit rating agencies: More Transparency?
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Servicing derivatives positions: Challenges and best practices

Neil Wright is a bank operations executive with 25 years’ experience in capital markets’...

Servicing derivatives positions: Challenges and best practices
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Policy priorities for European banks in the 2008 financial markets and beyond

Sonja Lohse is presently Head of Group Compliance at Nordea Bank and an Editorial Board...

Policy priorities for European banks in the 2008 financial markets and beyond
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Nordic institutions' operational challenges and opportunities

New research published by BNY Mellon Asset Servicing has found that many institutions are...

Nordic institutions' operational challenges and opportunities
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Credit derivatives processing: rapidly increasing volumes

James Wallin joined AllianceBernstein Fixed Income in 2005, prior to which he was at Morgan...

Credit derivatives processing: rapidly increasing volumes
REGULATORY COMPLIANCE
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