Regulatory compliance

Lords to hear evidence on post-Brexit finance matters

The House of Lords EU Financial Affairs Sub-Committee will hear evidence on Wednesday September 13 on how financial regulation and supervision can evolve following Brexit in order to ensure financial stability and preserve market access. At 10.15am the Committee will hear from: Professor Eilis...
Asset managers risk missing MiFID II and PRIIPs deadline

Asset managers may miss the deadlines of their insurance and wealth management partners for MiFID II (markets in financial instruments directive II) and PRIIPs (Packaged Retail and Insurance-based Investment Products) data delivery as they are too focused on the end of year regulatory starting point...
MiFID II: Eurex prepares for the home stretch

The clock is ticking. Only four more months until the biggest market reform of the last decade kicks off. The Markets in Financial Instruments Directive (MiFID) II will fundamentally re-design Europe's derivatives markets. So begins the latest monthly report of statistics from Eurex, one of the...
FCA approves NEX Regulatory Reporting as an APA

NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across global regulatory regimes, announces today that Abide Financial has received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA), with effect from 3 January...
IHS Markit launches compliance service for RTS 28


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