Regulatory compliance

International Capital Market Association report now available

The ICMA Quarterly Report for the second quarter is now available for download at ICMA's website. The foreword is by ICMA Chairman Spencer Lake while Martin Scheck contributes a message from the Chief Executive. The Quarterly Assessment is on international capital market fragmentation. There are...
Get yourself an LEI

The Global Legal Entity Identifier Foundation (GLEIF), the Basel, Switzerland-based body responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, has issued a rallying cry urging market participants that will have to comply with the forthcoming European...
ESMA issues RTS on consolidated tape

The European Securities and Markets Authority (ESMA) has issued today regulatory technical standards (RTS) specifying the scope of the consolidated tape for bonds, structured finance products, emission allowances and derivatives. The Markets in Financial Instruments Directive (MiFID II) introduces...
IOSCO approves enhanced enforcement co-operation

The members of the International Organization of Securities Commissions (IOSCO) have approved the Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (EMMoU), which offers securities regulators new enforcement powers for...
Commcise, ITG join forces for MiFID II


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