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Fundamentals of Fails Management
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Click here to register now!
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DATES & LOCATIONS
FOR THIS 1 DAY EVENT
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Mar 5
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London1
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Jul 9
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London
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Failed Trade Settlement is very expensive in terms of Penalties, extra working time needed to resolve a situation and possible loss of reputation. It also erodes a good client relationship. It is not really surprising that clients give their highest ratings to some of the most expensive Custodians, Brokers and Banks. Cheap is often dear and dear is often cheap!
Regulators are now also paying far more attention to Fails Management in assessing a company’s safety, security, and hence regulatory capital as required under Basle 2. Recent events have also made Regulators far tougher and less forgiving to subjects’ shortcomings and lapses.
This effective one day course highlights the cost of failed securities (equities and bonds) trades and analyses their causes. Preventive measures are described and detailed. It is a very useful course for those with little or no experience or those requiring an overview.
MAIN CONTENT SECTIONS
Failed Trades Overview
Trading Lifecycle Overview
Impact of Failed Trades
Identifying Failed Trades
Causes of Failed Trades
Failed Trades Prevention
Enforcing Trade Settlement
Interest Claims
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Click here to register now!
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